Compliance

Regulatory Compliance Statement

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This legal document is provided in multiple languages for your convenience. In case of any discrepancies or conflicts in interpretation between different language versions, the English version shall prevail and be considered the authoritative reference.

Caelius Capital is a trading name of Caelius Management L.L.C-FZ, a company licensed in the Meydan Free Zone, Dubai, U.A.E. (license no. 2305877.01). This website is informational and does not constitute investment, legal or tax advice, nor a regulated financial service or an offer or solicitation.

1. Anti-Money Laundering (AML) & Counter-Terrorism Financing (CTF)

UAE Federal Decree-Law No. 10 of 2025, replacing No. 20 of 2018

We maintain comprehensive AML/CTF policies and procedures including:

  • Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) for high-risk clients
  • Know Your Customer (KYC) verification for all clients and beneficial owners
  • Ongoing monitoring of client transactions and business relationships
  • Suspicious Activity Reporting (SAR) to UAE Financial Intelligence Unit (FIU)
  • Regular staff training on AML/CTF obligations
  • Independent audit and compliance reviews

2. Data Protection Compliance

UAE Federal Decree-Law No. 45 of 2021

We comply with UAE data protection laws including:

  • Lawful basis for processing personal data
  • Data minimization and purpose limitation principles
  • Technical and organizational security measures
  • Data subject rights (access, rectification, erasure)
  • Data breach notification procedures
  • International data transfer safeguards

3. Sanctions Compliance

We screen all clients and transactions against:

  • UAE sanctions lists
  • United Nations Security Council (UNSC) sanctions
  • International sanctions programs (US OFAC, EU, UK)
  • Politically Exposed Persons (PEP) databases

4. Business Conduct and Ethics

Our business practices adhere to:

  • Fiduciary duty to clients
  • Conflicts of interest management
  • Confidentiality and data security
  • Fair dealing and transparency
  • Professional competence and due care

5. Legal and Reporting Obligations

We consider applicable UAE reporting obligations, including:

  • Suspicious Activity Reports (SAR)
  • Large transaction reporting
  • Regulatory filings and disclosures
  • Audit and inspection cooperation

6. Compliance Contact

For compliance-related inquiries or to report concerns, please contact us:

Caelius Capital

Caelius Capital is a trading name of Caelius Management L.L.C-FZ.

Contact address: Meydan Grandstand, 6th floor, Meydan Road, Nad Al Sheba, Dubai, U.A.E.