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Caelius Management LLC-FZ is committed to maintaining the highest standards of regulatory compliance and ethical business practices in accordance with UAE laws and international best practices.
1. Anti-Money Laundering (AML) & Counter-Terrorism Financing (CTF)
UAE Federal Decree-Law No. 20 of 2018
We maintain comprehensive AML/CTF policies and procedures including:
- •Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) for high-risk clients
- •Know Your Customer (KYC) verification for all clients and beneficial owners
- •Ongoing monitoring of client transactions and business relationships
- •Suspicious Activity Reporting (SAR) to UAE Financial Intelligence Unit (FIU)
- •Regular staff training on AML/CTF obligations
- •Independent audit and compliance reviews
2. Data Protection Compliance
UAE Federal Decree-Law No. 45 of 2021
We comply with UAE data protection laws including:
- •Lawful basis for processing personal data
- •Data minimization and purpose limitation principles
- •Technical and organizational security measures
- •Data subject rights (access, rectification, erasure)
- •Data breach notification procedures
- •International data transfer safeguards
3. Sanctions Compliance
We screen all clients and transactions against:
- •UAE sanctions lists
- •United Nations Security Council (UNSC) sanctions
- •International sanctions programs (US OFAC, EU, UK)
- •Politically Exposed Persons (PEP) databases
4. Business Conduct and Ethics
Our business practices adhere to:
- •Fiduciary duty to clients
- •Conflicts of interest management
- •Confidentiality and data security
- •Fair dealing and transparency
- •Professional competence and due care
5. Regulatory Reporting
We maintain compliance with UAE reporting obligations including:
- •Suspicious Activity Reports (SAR)
- •Large transaction reporting
- •Regulatory filings and disclosures
- •Audit and inspection cooperation
6. Compliance Contact
For compliance-related inquiries or to report concerns, please contact our Compliance Officer:
Caelius Management LLC-FZ
Compliance Department
Dubai, United Arab Emirates